Spinoza’s treatise builds up a system of ethics from the most basic foundations. His method is to posit definitions, axioms, and propositions, and then validate them through proofs, scholiums, and corollaries. Spinoza begins with Part I, “Concerning God.” First, some definitions: “By substance I mean that which is in itself and is conceived through itself…. By God I mean an absolutely infinite being, that is, substance consisting of infinite attributes, each of which expresses eternal and infinite essence…. That thing is said to be free [liber] which exists solely from the necessity of its own nature, and is determined to action by itself alone.” Proposition 8 states: “Every substance is necessarily infinite.” Scholium 2 of that proposition expounds, in part: “Those who do not know the true causes of things confuse things…. So too, those who confuse the divine nature with human nature easily ascribe to God human emotions…. But if men were to attend to the nature of substance, they would not doubt at all the truth of Proposition 7…. For by substance they would understand that which is in itself and is conceived through itself; that is, that the knowledge of which does not require the knowledge of any other thing.” Spinoza’s proofs are very detailed and build brick by brick from the ground up. The treatise also gets a little tedious at the start. Later, Spinoza states, “All things depend on the power of God. For things to be able to be otherwise than as they are, God’s will, too, would necessarily have to be different. But God’s will cannot be different (as we have just shown most clearly from the consideration of God’s perfection). Therefore, neither can things be different.” Proven.
Part II concerns “Of the Nature and Origin of the Mind.” Here Spinoza delves a bit into the nature of the will and its freedom. “If by intellect is meant clear and distinct ideas only, I grant that the will extends more widely than the intellect, but I deny that the will extends more widely than perceptions, that is, the faculty of conceiving…. Suspension of judgment is really a perception, not free will…. I grant that the imaginings of the mind, considered in themselves, involve no error (see Sch. Pr. 17, II). But I deny that a man makes no affirmation insofar as he has a perception…. The will is a universal term predicated of all ideas and signifying only what is common to all ideas, namely, affirmation, the adequate essence of which, insofar as it is thus conceived as an abstract term, must be in every single idea, and the same in all in this respect only…. There is nothing in ideas that constitutes the form of falsity…. It is important to note here how easily we are deceived when we confuse universals with particulars, and mental constructs [entia rationis] and abstract terms with real.” He concludes Part II by dealing with virtue, fortune, and contingency. “We clearly understand how far astray from the true estimation of virtue are those who, failing to understand that virtue itself and the service of God are happiness itself and utmost freedom, expect God to bestow on them highest rewards in return for their virtue and meritorious actions as if in return for the basest slavery…. [Virtue] teaches us what attitude we should adopt regarding fortune, or the things that are not in our power, that is, the things that do not follow from our nature; namely, to expect and to endure with patience both faces of fortune.”
Part III is titled “Concerning the Origin and Nature of the Emotions.” Spinoza believes that the only three basic emotions are pleasure, pain, and desire. All the other emotions derive from these three. He begins with a definition, “By emotion [affectus] I understand the affections of the body by which the body’s power of activity is increased or diminished, assisted or checked, together with the ideas of these affections.” He believes that the conatus, the tendency toward self-preservation and activity, is the most basic purpose of man. “The conatus with which each thing endeavors to persist in its own being is nothing but the actual essence of the thing itself.” For man, desire precedes the good. “We do not endeavor, will, seek after or desire because we judge a thing to be good. On the contrary, we judge a thing to be good because we endeavor, will, seek after and desire it.” He states, “Pleasure is man’s transition from a state of less perfection to a state of greater perfection…. Pain is man’s transition from a state of greater perfection to a state of less perfection…. I say “transition,” for pleasure is not perfection itself. If a man were to be born with the perfection to which he passes, he would be in possession of it without the emotion of pleasure.”
Part IV deals with the topic, “Of Human Bondage, Or the Strength of the Emotions.” We are beginning to delve into Spinoza’s system of ethics proper. He feels that there is a tug between the reason of the mind and the base emotions. “I assign the term “bondage” to man’s lack of power to control and check the emotions. For a man at the mercy of his emotions is not his own master but is subject to fortune, in whose power he so lies that he is often compelled, although he sees the better course, to pursue the worse.” Spinoza continues, “Desire is the very essence of man…. Since reason demands nothing contrary to nature, it therefore demands that every man should love himself, should seek his own advantage (I mean his real advantage), should aim at whatever really leads a man toward greater perfection, and, to sum it all up, that each man, as far as in him lies, should endeavor to preserve his own being…. Since virtue (Def. 8, IV) is nothing other than to act from the laws of one’s own nature, and since nobody endeavors to preserve his own being (Pr. 7, III) except from the laws of his own nature, it follows firstly that the basis of virtue is the very conatus to preserve one’s own being, and that happiness consists in a man’s being able to preserve his own being. Secondly, it follows that virtue should be sought for its own sake, and that there is nothing preferable to it or more to our advantage, for the sake of which it should be sought.”
Next, Spinoza seeks to spell out the advantages of civil society between men. “Nothing is more advantageous to man than man. Men, I repeat, can wish for nothing more excellent for preserving their own being than that they should all be in such harmony in all respects that their minds and bodies should compose, as it were, one mind and one body, and that all together should endeavor as best they can to preserve their own being, and that all together they should aim at the common advantage of all…. It follows that men are governed by reason, that is, men who aim at their own advantage under the guidance of reason, seek nothing for themselves that they would not desire for the rest of mankind; and so are just, faithful, and honorable…. Knowledge of good and evil is (Pr. 8, IV) the emotion of pleasure or pain insofar as we are conscious of it, and therefore every man (Pr, 28, III) necessarily seeks what he judges to be good and avoids what he judges to be evil. But this appetite is nothing other than man’s very essence or nature.”
Spinoza also deals with the concepts of natural rights and their diminution in society. “Every man exists by the sovereign natural right, and consequently by the sovereign natural right every man does what follows from the necessity of his nature…. In order that men may live in harmony and help one another, it is necessary for them to give up their natural right and to create a feeling of mutual confidence that they will refrain from any action that may be harmful to another…. Society can be established, provided that it claims for itself the right that every man has of avenging himself and deciding what is good and what is evil; and furthermore if it has the power to prescribe common rules of behavior and to pass laws to enforce them, not by reason, which is incapable of checking the emotions (Sch. Pr. 17, IV), but by threats…. Wrongdoing is therefore nothing other than disobedience, which is therefore punishable only by the right of the State…. In a state of nature nothing can be said to be just or unjust; this is so only in a civil state…. Justice and injustice, wrongdoing and merit, are extrinsic notions, not attributes that explicate the nature of the mind.”
Spinoza, nonetheless, next posits on right conduct, obeying proper reason. “A free man thinks of death least of all things, and his wisdom is a meditation of life.” He has a practical concept of dealing with the masses of the ignorant. “The free man who lives among ignorant people tries as far as he can to avoid receiving favors from them…. Every man judges what is good according to his own way of thinking (Sch. Pr. 39, III). Thus the ignorant man who has conferred a favor on someone will value it according to his own way of thinking…. To avoid both the hatred of the ignorant and the need to comply with their expectations, and so as to make reason his sole ruler, he will endeavor as far as he can to avoid their favors.” Spinoza is also practical in the application of courage. “For a free man timely retreat is as much a mark of courage as is fighting, the free man chooses flight by the same courage or spiritedness as he chooses battle.”
Finally, Spinoza returns to the idea of external fortune, contingency, and fate. “Human power is very limited and is infinitely surpassed by the power of external causes, and so we do not have absolute power to adapt to our purposes things external to us. However, we shall patiently bear whatever happens to us that is contrary to what is required by consideration of our own advantage, if we are conscious that we have done our duty and that our power was not extensive enough for us to have avoided the said things, and that we are a part of the whole of Nature whose order we follow…. We can desire nothing but that which must be, nor, in an absolute sense, can we find contentment in anything but truth.”
The final Part V of Spinoza’s treatise is titled, “Of the Power of the Intellect, Or of Human Freedom.” He advises following fixed rules in governing one’s day to day affairs. “The best course we can adopt, as long as we do not have perfect knowledge of our emotions, is to conceive a right method of living, or fixed rules of life, and to commit them to memory and continually apply them to particular situations that are frequently encountered in life, so that our casual thinking is thoroughly permeated by them and they are always ready to hand.” He ends with a last bit of healthy advice and an exultation, “If the road I have pointed out as leading to this goal seems very difficult, yet it can be found. Indeed, what is so rarely discovered is bound to be hard. For if salvation were ready to hand and could be discovered without great toil, how could it be that it is almost universally neglected? All things excellent are as difficult as they are rare.”
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